Compliance Disclosures

 
 
 
TTIR is not registered as an investment adviser with the SEC or any state.  We rely upon the “publisher exclusion” from the definition of investment adviser under Section 202(a)(11) of the Investment Advisers Act of 1940 and corresponding state laws.  TTIR provides bona fide research services and investment newsletters that are generally available for subscription by the public.  We do not provide any personalized advice.

Through common ownership by certain individuals, TTIR is affiliated with Trim Tabs Asset Management, LLC (TTAM), an SEC-registered investment adviser that sub-advises the TrimTabs Float Shrink ETF (TTFS).  In particular Charles Biderman is the CEO of both firms, the Chief Compliance Officer of TTAM, and the portfolio manager of TTFS.  TTAM only provides services to TTFS; it does not offer advisory, research or other services to any other clients.

Information presented is believed to be factual and up-to-date, but we do not guarantee its accuracy, and it should not be regarded as a complete analysis of the subjects discussed. All expressions of opinion reflect the judgment of TrimTabs Investment Research on the date this information was posted and are subject to change.

Information on this blog does not involve the rendering of personalized investment advice and should not be construed as an offer to buy or sell, or a solicitation of any offer to buy or sell the securities mentioned herein. Content should not be viewed as an advertisement for advisory services.

Past performance may not be indicative of future results. All investment strategies have the potential for profit or loss. Changes in strategies, contributions, or withdrawals may materially alter the performance of any investment.
Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for an investor.

Historical performance results for investment indexes and/or categories, generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment-management fee, the incurrence of which would have the effect of decreasing historical performance results.

Economic factors, market conditions, and investment strategies will affect the performance of any investment and there are no assurances that it will match or outperform any particular benchmark. Dollar cost averaging does not assure a profit or protect against losses in declining markets.

Clicking the Like button does not constitute a testimonial for or endorsement of TTAM or any of its supervised persons. This is the only mechanism available to circulate our Facebook page. “Like” is not meant in the traditional sense. Posts must refrain from recommending investment advisory services or providing testimonials for TTAM or any supervised person, since they are strictly prohibited by the SEC. Please understand that we are required to delete such posts, since this is a regulatory requirement.

Charles BidermanCharles Biderman is the Chairman of TrimTabs Investment Research and Portfolio Manager of the TrimTabs Float Shrink ETF (TTFS)

Biderman’s Practices of Success

I recently launched a new online course, Biderman's Practices of Success, on Curious.com (curious.com/charlesbiderman). The key to the practice of success is to be fully present in the moment and to be totally engaged in the important areas of life, particularly when we do not want to be. Read More.

Mr. Charles Biderman is an associated person of Trim Tabs Asset Management, LLC, an SEC-registered investment adviser. All opinions expressed by Mr. Biderman on this website are solely those of Mr. Biderman and do not reflect the opinions of Trim Tabs Asset Management, LLC, Trim Tabs Investment Research, Inc., their affiliates (collectively, “Trim Tabs”), or any other associated persons of Trim Tabs. No part of Mr. Biderman’s compensation from Trim Tabs is related to opinions which he expresses on this website, elsewhere on the internet, or in any other medium.

You should not treat any opinion expressed by Mr. Biderman as a recommendation to make an investment in any company discussed or cited in any of his postings. Mr. Biderman’s opinions are based upon information he considers credible, but which does not constitute research by Trim Tabs. Neither Mr. Biderman nor Trim Tabs warrants the completeness or accuracy of the information upon which Mr. Biderman’s opinions are based.

Archives